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Monday, September 14, 2009

[T.S.R:10969] Dear All, Please spark your views for below mentioned things:

Dear All, Please spark your views for below mentioned things:

1) How many points a broker should have in his mind which dealing with
clients?
There are no specific no of points. but some genereal
points are like

Confirmation of trades to clients at EOD.
To generate payin payout report and act
accordingly if offline service and DP accounts Without
POA
Inform clients about bad delivery and short
payout's
Risk management most important thing.
Check positions of clients daily and ask
for m2m short fall in any

this are the daily things to do while dealing with
clients.

2) What type of services a broker can give to his any client under the
exchange regulations like :


a) How many type of accounts?
This varies from broker to broker. In general
broker give Trading Account to clients.
Services in that trading account varies from
client to clients also and may be free service or
chargable service

b) Type of services? Please do give your views and share knowledge
in the same.....
as per regulations broker can provide only trading
service to clients .
and other services like online ipo's mutual funds
Cd's ( related to their registration with perticuler
registration bodies)
some brokers may give margin facility also to
their clients ( margin funding)

regards, Mohit Pilani


Dear rohit i think this will help you out with your queries.and if you
need more information then be specifice with your questions. Questions
u asked above can have answers of multiple pages or may have just one
liner . I tried to make as simple and in as details in general.

Sujan Desai

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